Stan Hamlet Associates Inc.

60 E. 42 Street, Suite 4600, New York, NY 10165 

A/VP - AML/BSA/OFAC Compliance Auditor

A/VP - AML/BSA/OFAC Compliance Auditor

Position will be Hybrid or possibly Remote

Salary & Bonus will be commensurate with experience

Job Description

The incumbent will support the oversight, design, and execution of audit coverage and validation for the Bank’s US AML program consisting of the Bank Secrecy Act, the US Patriot Act, and other AML, OFAC, and related regulatory requirements (“AML program”) and the compliance program. S/he will drive audit and validation program enhancements; prompt, oversee and reports on corrective action; update audit strategy and program; improve audit toolset; and build expert knowledge.


We are looking for someone with Bachelor’s degree or above with at least 5-10 years' work experience in a control, risk, compliance, or audit role at large banking organizations or regulatory experience in senior management role in compliance, AML, or sanctions. S/he should have audit experience in AML/BSA/OFAC or combined with experience in AML/OFAC Compliance Testing, Controls or risk, with preferred experience in Consent Orders & MRAs Validation as well as experience with USD Clearing. CAMS certification is highly preferred, but not required if the candidate has a strong background. Audit certification and/or CAMS-Audit is preferred but not required. S/he should have experience using computer assisted auditing tools to improve sampling and test audit assertions; experience as a bank examiner, auditor, consultant or compliance professional with strong understanding of BSA/AML/OFAC; and excellent communication and interpersonal skills.


Stan Hamlet Associates Inc

(o) 212-685-4884

(c) 914-953-9028